Feel free to contact
Financial West Group,
to discover more
about our independent
and the services we offer.
Why Choose FWG
When considering a Broker/Dealer to affiliate with, all independent representatives want to know “how will this affect my business?”
As client service is paramount for a successful investor-representative relationship, FWG recognizes that supporting its independent representatives is paramount to its success. There is no corporate ivory tower at FWG. Along with everyone at the home office our executive team is there for you! We use “straight talk” when addressing your concerns or difficulties. All representatives have access to FWG’s many internal resources–operations, compliance and legal departments–tasked to better serve its representatives.
Through direct communications, FWG keeps its representatives informed of regulatory issues, obligations and provides guidance on best practices, marketing and industry trends, so that you can focus on your business and growth.
Changing broker dealers is one of the most burdensome tasks for a representative. When transitioning your book to FWG, the home office will take you through an easy and non-disruptive step-by-step transition process. Unlike many firms, which merely assign stacks of paperwork to be completed, FWG assigns a designated on boarding liaison to walk you and your staff through the process specific to the makeup of your book of business.
In addition to a designated liaison, our executive team is directly involved through periodic status updates on each transition. We recognizes the stress a transition can have on an office and the representative’s book of business, as such, protecting your book is our foremost interest at FWG.