Service! Independence!
Flexibility! Cutting Edge Technology!
At FWG, actions speak louder than words. FWG’s
philosophy is “It’s not what you make, it’s what you
keep that counts!”
Founded in 1985, FWG provides service for over 375
registered persons. Advertising is kept to a bare
minimum so growth is attributed to satisfied registered
representatives and a high level of referrals. With an
experienced and friendly management team and support
staff, FWG has proven itself to be one of the most
stable and service oriented firms in the industry.
At FWG, independence equals freedom, which ultimately
means flexibility. FWG offers independence, the ability
to choose an office location, with the benefit of one of
the highest payouts in the industry. Most importantly,
the individual representatives own the books of
business, not the firm. The freedom to run a business
the way one prefers in a chosen environment, without
proprietary products to push, or quotas to meet
facilitates financial success. Flexibility at FWG is
reflected not only by the ability to conduct outside
business activities, but also to customize a schedule
using diversified product lines.
- Clearing services, online trading, and online
client services provided by National Financial
Services, LLC (NFS).
- RIA dept with over $1 billion under management
- Extensive non-proprietary product line
- Consolidated Statements and CRM
- Full service insurance department
- Socially responsible investing
- Registered in all 50 states
- Fixed income trading
- Public & private DPP
- Managed futures
- Syndicate Desk
At FWG representatives receive a level of service
that is second to none. A business development
specialist evaluates every new representatives business
needs and assigns a branch that specializes in
supervising that type of business. The business
development specialist becomes a personal liaison. Most
importantly, FWG world headquarters has an experienced
staff dedicated to assisting representatives with the
administrative and technical aspects of running a
business. FWG is dedicated to success and strives to
provide absolute satisfaction through support and
service.
TECHNOLOGY
- Online Trading (equities, options, mutual
funds)
- Account statements, confirmations, transaction
summaries and details
- Online account access
- Commission calculator
- Financial planning services
- Mutual fund analysis via Investment View.net
FWG
Website Broker Area
- Approved products
- FWG and NFS downloadable forms
- Instruction manuals for trading, compliance, and
more
- Continuing education
- Red Herring newsletter (monthly FWG news and
updates)
- Marketing materials and stationery
- Regular updates of staff directory, company memos,
industry regulations
- Web page creation services
Client Services: Through “Online Services“ clients are
provided 24/7 access to their brokerage accounts as
well as research and real time quotes.
Strategic Alliances
All FWG representatives have a unique vision and plan
for his or her business. FWG takes advantage of the
technology and services that are universally
essential. The privilege of being independent allows
one to customize a business plan in accordance with
long-term goals. Please talk to a Relationship Manager
to learn about the many alliances FWG has in place.
RIA SERVICES
Regardless of whether a representative is just
beginning or is more established, FWG welcomes the
opportunity to assist in developing fee-based
business. Entering the fee-based arena expands a
representative’s competitive edge in developing a
strong client base and offering diversified services.
Clients often feel more at ease knowing that the
potential conflicts of interest that can arise with
commission based business are being eliminated.
There are two ways to affiliate with FWG in the
fee-based arena:
1. As an “investment advisory rep (IAR)” under the FWG
RIA
2. Upon qualification, run an RIA independent of FWG.
FWG selects independent representatives and advisors
carefully; seeking experienced and educated investment
professionals. Registered representatives are closely
supervised to insure compliance with all SRO’s,
federal and state regulations.
A wide ranges of programs are available, allowing for
the determination of the investment vehicles that best
meets clients’ objectives.
- Access to over 30 different 3rd party money managers
- No-load mutual fund programs available thru NFS
and Schwab Institutional
- Financial Planning
- In-house managed accounts
- Equity fee-based accounts managed by the advisory
representative
- Quarterly performance reports – Advent software
- Quarterly billing of fees
FIXED INCOME TRADING
The Fixed Income Trading Department is able to take
advantage of the latest in technology and services to
provide clients with timely and competitive executions
in all areas of fixed income investing. The Fixed
Income Trading Department enjoys a long and successful
track record between both the primary and regional
broker/dealer communities. With FWG’s level of
expertise, registered representatives can compete and
successfully service all of their accounts, from the
largest institutional client, to the smallest retail
account.
INSURANCE
FWG maintains an ongoing commitment to remain a full
service independent broker/dealer. The Insurance
Services Department carries this commitment forward
with dedication to a philosophy of superior service.
By working with some of the largest insurance general
agencies in America, FWG is able to offer extremely
competitive compensation and a wide array of
registered products and services that cannot be found
by directly dealing with insurance companies.
Additionally, the insurance desk is provided as a
complementary service and its use is not required.
SYNDICATE
The FWG Syndicate Department has been in existence
since 1995, having participated in roughly 100
offerings. The department specializes in matching the
size of the intended offerings with an appropriate
firm. Representatives interested in any offering,
regardless of underwriter, can contact the syndicate
desk for potential participation.
These aren't the only reasons to join us. We tailor
our services based on the needs of our registered
representatives. So, enjoy the freedom of being
independent, without the feeling of being alone.
For more information on becoming an affiliate broker,
contact one of our Relationship Managers at (800)
350-1776 or fill out our Broker Contact form below.
All inquiries are strictly confidential. |