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Client Access & Information
Financial West Group is committed to providing investors with valuable information needed to make knowledgeable and informed investment decisions. Below you will find important information you may wish to consider when making investments with your FWG financial advisor.
- Business Continuity Plan
- Conflict of Interest
- Financial West ADV
- FWG Client Private Policy
- Order Flow Disclosure
- Structured Products
- ETFs Leveraged and Inverse ETFs
A toll-free number that senior investors can call to get assistance from FINRA or raise concerns about issues with brokerage accounts and investments. Call 844-57-HELPS
Monday – Friday 9 a.m. – 5 p.m. Eastern Time Are you a senior investor with questions about your brokerage account statement or an investment in a brokerage account? Are you concerned that your account may have been mishandled by a broker? To help you with these and other investment-related questions, FINRA provides the Securities Helpline for Seniors. Additional investor information can be found on the FINRA website